11 Higher-Dimensional Theories Generalizing Kaluza’s
11.1 5-dimensional theories: Jordan–Thiry theory
In January 1950, Yves Thiry submitted a thesis to the faculty of science
of Paris University with the title “Mathematical study of the equations of a unitary theory
with fifteen field variables”. He exuberantly thanked his “master and friend Lichnerowicz” who
obviously had initiated the work. Unfortunately, “Jordan and his school” had “obtained almost at
the same time like us the equations which we will give in Chapter II. We had no knowledge
about this except at a very late stage, and it is only recently that we could correspond with
Jordan. He was so friendly as to send us his publications which we could not have procured
otherwise.”227
([606*], p. 6) In fact, it was A. Lichnerowicz, then at the university of Strasbourg, who had written to
W. Pauli and asked for “Jordan’s original paper” (cf. letter of W. Pauli to P. Jordan of 23. 3. 1948 in
[489*], p. 516). According to Pauli:
“Lichnerowicz is a pure mathematician who is occupied with the integration of Einstein’s
field equations. One of his students, Ives Thiry now has looked into the (not mutilated)
Kaluza-theory (with ) and, so I believe, has simplified very much the calculational
technique.”228
“As to unitary field theories, it seems that their mathematical study has been quite
neglected […]. We thought it useful to try a systematic mathematical study of a unitary
field theory, and to find out whether such a theory is able to present the same coherence
like general relativity.” ([606*], p. 3)232
Thiry’s thesis laid out in three chapters the conceptual background of a 5-dimensional theory, the setting up
and study of the field equations by help of Cartan’s differential calculus, and results on regular solutions of
the theory’s field equations. Unlike in the approach by Einstein & Bergmann (cf. Section 3.2), throughout,
the cylinder condition is upheld. Here, he used an argument from physics: no physical
phenomena furnishes evidence for the existence of a fifth dimension ([606*], p. 39). His access to
5-dimensional space made use of the fact that the equations of motion of charged particles are geodesics in
Finsler geometry; for each value of
(charge over mass) another Finsler space is needed with the metric:
“The introduction of a fifth coordinate […] thus shall justify itself by the fact that it imparts
the role of geodesics to the trajectories of charged particles which they lost in space-time
[…]”234
In the third chapter, Thiry aimed at showing that his unitary field theory possessed the same mathematical coherence with regard to its global aspects as general relativity. By partially using methods developed by Lichnerowicz, he proved theorems on the global regularity of solutions such as: “A unitary field with normal asymptotic behavior (i.e., tending uniformly to Minkowski space at spatial infinity) cannot be regular everywhere.” Thiry compared the proofs on the existence and regularity of solutions in O. Klein’s version of Kaluza’s theory and in his generalization and found them much simpler in his theory. These results are of a different nature than what Jordan had achieved; they are new and mathematically exact.
Yet Jordan was not in a hurry to read Thiry’s thesis; he wrote to Pauli:
“By the way, in his thèse published in 1951, Thiry has studied systematically and extensively the theory with variable gravitational constant; […] I received it only after my book appeared and, at present, I have not read it very closely. It thus is not really clear to me whether it contains interesting novelties.” ([490*], p. 799/800)235
To Pauli, Thiry’s global theorems might not have been “interesting novelties”, because in his corresponding paper with Einstein on the non-regularity of solutions, the proof had been independent of the dimension of space [177]. Pauli, at first, also did not read Thiry’s thèse, but responded arrogantly:
“The Thèses by Thiry are laying on my desk; however they are so appallingly thick
(do not contain a reasonable abstract) such that it is so much simpler to not open the
book and reflect about what must be inside.” (W. Pauli to P. Jordan 8. 6. 1953, [491*],
p. 176)236
Somewhat later, Pauli corrected himself and wrote to Jordan that in the preparation for a course “he nevertheless had read around in Thiry’s Thèse” W. Pauli to P. Jordan 3 February 1954 ([491*], p. 442). Note that neither of these two eminent theoretical physicists discussed Thiry’s paper as regards its valuable content.
As to the field equations corresponding to (112*) to (114*), Thiry had calculated them in great detail with
Cartan’s repère mobile for both a Euclidean or Lorentz metric of , and also with a 5-dimensional
matter tensor of the form of dust
. From the 15th equation, he even had obtained “a new physical
effect”: uncharged dust-matter could generate an electromagnetic field [[606*], p. 79, footnote (1)]. He
linked this effect to Blackett’s search for the magnetic field of a rotating body, described in
Section 6.1.2. As to the interpretation of the fifteenth variable, the scalar field denoted by
: for him
with
was the gravitational coupling factor
(“facteur de gravitation”) and put in front of the matter tensor [606*], p. 72, 75, 77). In 1951,
Y. Fourès-Bruhat proved existence and uniqueness theorems of “the unitary theory of Jordan–Thiry”
[216, 218].
11.1.1 Scientists working at the IHP on the Jordan–Thiry unified field theory
Further investigation of the “5-dimensional unitary theory of Jordan–Thiry” as it was named by
Lichnerowicz’ and, later, by Thiry’s students, resulted in several doctoral theses. In one such by Françoise
Hennequin-Guyon, after approximation methods parametrized by had been developed by her for
the equations of motion in general relativity, they then were applied to Jordan–Thiry theory.
A metric conformally related to the metric induced from the 5-dimensional space
was
introduced such that the gravitational coupling function of the theory became a constant. The first
approximation of a solution was then calculated [254*]. Although stating that her interpretation via the
conformal metric did agree with Jordan’s view (p. 77 of her thesis), surprisingly she did not
mention his book in her bibliography. Like Y. Thiry, in the general formalism F. Hennequin
also considered the “interior” case with a matter tensor by postulating field equation in













In two subsequent theses of 1962 written by Robert Vallée and Pierre Pigeaud the defense of which was
separated by only 4 months, Hennequin’s research within 5-dimensional theory was continued
and generalized to charged perfect fluids. The study of such fluids had been begun by Roland
Guy who extended Lichnerowicz’s results in relativistic
hydrodynamics to “the formalism of the 5-dimensional unitary theories”. His matter tensor included
“pressure” :
is the 5-dimensional Lorentz metric. His study of the
congruences of the fluid’s streamlines comprised those with rotation: a “tenseur de tourbillon”
was introduced by R. Guy which after projection to
took the form:




















“It seems preferable to us to interpret as a scalar field without mass. Jordan–Thiry
theory then will be a unitary theory of three massless fields: a scalar field, a vector field,
and a 2-tensor field of spin 0, 1, 2, respectively.”239
11.1.2 Scalar-tensor theory in the 1960s and beyond
Around Y. Thiry in Paris, the study of his theory continued with J. Hély producing static spherically symmetric solutions of the field equations [253, 252, 251]. They describe a point particle with charge and mass and include the Schwarzschild metric. Due to the different field equations, a direct comparison with the earlier solution by Heckmann et al. of Jordan’s theory (cf. Section 3.1.2) seems not appropriate. However, H. Dangvu also contributed by looking at static and non-static spherically symmetric solutions to the Jordan–Thiry field equations in space-time.240 The solutions carry mass and some of them also electrical charge. Dangvu could compare them with those by Heckmann, Just, and Schücking in the Hamburg group around P. Jordan [108*, 108].
From the full field (particle-) content of Kaluza–Klein theory, mainstream physics became interested most in the scalar field. In spite of the investigations within the framework of the ideas of Kaluza and Klein, and of Jordan’s approach within projective relativity, attention to the scalar field evolved in complete separation from its origin in unitary field theory. Soon, scalar-tensor theories were understood strictly as alternative theories of gravitation. We comment briefly on the loss of this historical perspective the more so as current publications on scalar-tensor theory are more interested in the subsequent modern developments than in the historical record [219, 58]. In the Anglo-Saxon literature, scalar-tensor-theories run under the name of “Brans–Dicke theory”, or, at best, Brans–Dicke–Jordan theory, i.e., two authors being late with regard to Jordan and Thiry are given most of the credit; cf. standard references like ([242], pp. 59, 64, 71, 77, 362); ([438], pp. 1068, 1070, 1098; ([698], pp. 125, 126, 341).241 True, the three groups of successive authors departed from different physical or mathematical ideas; Jordan from a varying gravitational constant as a hypothetical consequence of Dirac’s large number hypothesis, Thiry from a mathematical study of Kaluza–Klein theory and its global aspects, and Brans & Dicke from an implementation of their interpretation of Mach’s principle. A fourth author, W. Scherrer, must be included who was the first of all, and who considered the scalar field as a matter field coupled to gravitation; vid. Section 3.1.2 and [230]. Yet, one should keep in mind that, together with Yang–Mills theories and, perhaps non-local field theory, scalar-tensor theories of gravitation may be also considered as one surviving offspring of unitary field theory. Hence a total loss of historical memory with regard to the origins of scalar-tensor theory appears unjustified.242
11.2 6- and 8-dimensional theories
Since Kaluza had proposed a 5-dimensional space as a framework for a unitary field theory of
the gravitational and electromagnetic fields in 1919, both experimental elementary particle
physics and quantum field theory had progressed. Despite the difficulties with divergencies,
since the mid 1950s renormalization procedures had been stable enough to make quantum field
theory acceptable and needed as a proper formalism for dealing with the known elementary
particles. Nevertheless, in some approaches to unified field theory, it still was thought useful to
investigate classical theory. Thus, in this context theories with new degrees of freedom for the new
fields (- and
-mesons, neutrino) had to be constructed. We noticed that both in the
Einstein–Schrödinger affine field theory and in the Jordan–Thiry extension of Kaluza’s theory such
attempts had been made. The increase in the dimension of space seemed to be a handy method to
include additional fields. In Section 7.2.2 of Part I, papers of Rumer, Mandel, and Zaycoff
concerning 6-dimensional space have been mentioned. None of them is referred to by the research
described below. It involved theorists working independently in the USA, Great Britain, and
France.
11.2.1 6-dimensional theories
The first of these, B. Hoffmann in Princeton, wanted to describe particles with both electric charge and magnetic
charge
.243
Because the paths of electrically charged particles could be described as geodesics of Kaluza’s 5-dimensional
space, he added another space-dimension. The demand now was that his particles with both kinds of charge
follow geodesics in a 6-dimensional Riemannian (Lorentzian) space
. [277*]. The coordinates in
are
denoted here by
, in
by
, and in space-time
. The metric
of
contains, besides the metric
of space-time, two vector
fields
and three scalar fields
. The scalar fields are disposed of
immediately:
(cylinder condition),
, while
is taken to be the electrical
4-potential:
and
the corresponding quantity following from the dual of the
electrical field tensor
.
The geodesic equation with the Levi-Civita connection
is decomposed
into 3 groups corresponding to
. From the last two equations follows
and
such that the projection of the geodesic
equation of
into space-time reads as:
. In order that the
geodesics are timelike curves, the condition
must be fulfilled. It
does as a consequence of the field equations derived from:




In Manchester, where A. Papapetrou and P. M. S. Blackett worked on possible empirical consequences
of UFT (cf. Section 6.1.2), while L. Rosenfeld wrote about the quantum theory of nuclear forces, a
research fellow Julius Podolanski embarked on a unified field theory in six dimensions [498*]. His motivation came
from Dirac’s equation, more precisely from the algebra of the 15 -matrices, interpreted as
representing the algebra of rotations in a 6-dimensional Riemannian space. His manifold
is
decomposed into a flat and geodesic 2-dimensional “sheet” generated by a spacelike and a timelike
translation244,
and a 4-dimensional Lorentz space
(identified with space-time), both normal to each other. Likewise,
any 6-vector can be decomposed into a part in the 2-sheet and a 4-vector. A material point particle is
assumed to follow a geodesic of
. From the connection of
, an induced connection in
can be
obtained. Invariance with regard to the translations is called “gauge”-invariance in
. This means that
gauge-invariant quantities do not depend on the sheet-coordinates. It turned out that the metric of
,
besides leading to the 4-dimensional metric
, introduced two skew-symmetric tensors named
fields of constraint. One of them is interpreted as the electromagnetic field. The interpretation
of the second skew field is left open. The scalars in the theory (norms and inner product of
the translations) are assumed constant. The field equations were derived from the curvature
scalar of
and obviously lead to Einstein’s vacuum field equations in six dimensions; a
matter tensor in
is inserted by hand and restricted to charged pressureless matter. After
a projection into
, it turned out that the currents and energy-momentum tensors of the
two skew-symmetric fields had different signs: One field has a positive, the other a negative
energy content. This was not seen as unphysical by the author; he commented: “So it seems
that this theory may contribute to the problem of self-energy”, an allusion to the divergence
problem in quantum field theory ([498*], p. 235), and to the fact that the energy density can
become negative in quantum field theory. But he was disappointed that the 2nd skew field
also had infinite reach: its quanta are massless. He tried to mend this by demanding that a
particle follow a lightlike geodesic in
, but did not really succeed. His conclusion was: “A
unitary field theory does not seem possible without introducing quantum theoretical concepts.
This – classical – treatment therefore can only be incomplete” ([498*], p. 258). Pauli noticed
this paper; in the summer term 1953, he had given a course on general relativity including
Kaluza’s 5-dimensional theory. In a letter to Fierz of 3 July 1953 referring to this course we can
read:
“In it, also Kaluza’s 5th dimension did occur, and per se it is quite satisfying if now,
in place of it, two additional dimensions with the 3-dimensional rotation group are
introduced (this has already been suggested, if only formalistic, by e.g., Podolanski who
has a 6-dimensional space).” ([491*], p. 186–187.) 245


When Josette Renaudie wrote her dissertation with A. Lichnerowicz and M.-A. Tonnelat on
6-dimensional classical unitary field theory in 1956, she also used elementary particles as her motivation
[505, 506*], ([507], p. 3; [508]). However, unlike Podolanski [498] and Yano & Ogane [715], she worked in a
6-dimensional Lorentz space: 2 space-dimensions are added. While Yano & Ogane employed a general
2-parameter isometry group and claimed to have the most general formalism, Renaudie admitted a general
Abelian 2-dimensional isometry group, thus keeping 3 arbitrary scalar functions. Her two Killing vectors
with regard to which the projection from 6-dimensional along the trajectories of one Killing vector first
to to
, and then with the 2nd Killing vector to space-time is performed, are spacelike.
Again, an Einstein field equation
is written down with the
“matter tensor”
getting its interpretation backwards from the corresponding 4- and
5-dimensional quantities. The Einstein tensor now has 21 independent components and can be
split into a rank 2 symmetric tensor, two 4-vectors and 3 scalar functions. Renaudie gave two
interpretations: (1) these variables stand for a hyperfield composed of gravitational, electromagnetic and
mesonic fields (with the mesonic field a complex vector field), and (2) the field of a particle
of maximal spin 1 in interaction with the gravitational field (p. 68/69). Note that in both
interpretations the scalar fields remain unrelated to physical quantities. The terms in the field equations
describing the interaction of the mesonic and electromagnetic fields are independent of the
geometrical objects in space-time. The Cauchy initial value problem can be set up and solved
properly.246
Five years later, another thesis advised by A. Lichnerowicz continued the work of J. Renaudie: R. Vallée investigated “The relativistic representation of charged perfect fluids” within 6- and 5-dimensional “space-times” [666*]. According to its title, a focus lies in the material content, a perfect fluid, which also had been briefly dealt with by J. Renaudie ([506], cf. her Section 34). Vallée’s ansatz for the matter tensor in six dimensions is taken over from space-time:
where















In 1963, Mariot & Pigeaud again took up the 6-dimensional theory in a
paper247
[388]. After the introduction of a conformal metric in with
being
the norms squared of the 2 Killing vectors from the additional dimensions, they studied the linear
approximation of the theory with incoherent matter
. They were able to identify in
matter
tensors belonging to the electromagnetic field, to a neutral vector meson field and to both a massive neutral
and a charged scalar meson field. Yet, some remaining terms were still not amenable to a physical
interpretation.
11.2.2 Eight dimensions and hypercomplex geometry
As early as 1934, an eight-dimensional space with two time-dimensions was introduced in order to describe the gravitational field corresponding to an accelerated electromagnetic field. It then turned out that the two time coordinates were related by the eight geodesic equations such that, essentially, a 7-dimensional Lorentz space remained. Einstein’s vacuum field equations in 8 dimensional space were assumed to hold [421, 422]. In view of the substantial input, the results, reached by approximate calculations only, were meagre: an approximate solution of the gravitational two-body problem; only static electric and constant magnetic fields could be described.
In the 1950s, the idea of using an 8-dimensional space as the stage for UFT seemingly arose by an
extension of the mapping of connections in the same 4-dimensional space to a second copy of such a space.
In Section 2.1.2 we have noted F. Maurer-Tison’s interpretation of (30*): The transport of a
covariant vector with regard to the connection
corresponds to the transport of the
contravariant vector
with regard to
. This situation was turned into a geometry
named semi-metric by Pierre-V. Grosjean in which two identical 4-dimensional spaces (“distinct universes”) were introduced
with the connection
acting in one and its Hermitian conjugated connection
in the
other [235]. Inner products of vectors were allowed only if one vector is in the one space, the
other in the second. His conclusion that the semi-metric geometry would be “the key to the
unitary theory, in the same way as metric geometry was the key to general relativity” is more
than overbearing. All that remains is a (physically empty) mathematical formalism the only
consequence of which was to eventually motivate the scheme of applied mathematics to be discussed
next.
As mentioned in Section 2.6, in close parallel to the complex numbers, a ring formed from
with
real numbers
and
can be introduced: the hypercomplex numbers. Albert
Crumeyrolle built a unitary field theory of the Einstein–Schrödinger type on this number field
[96, 97*, 98, 95]. In a generalization of the formalism noted in Section 10.5.4, he now introduced a
2n-dimensional
-space
and local charts around points by assigning n hypercomplex numbers
. In another basis,
.
The
transform among themselves. Again, a “natural adapted reference system” was
introduced in which dual bases derive one from the other by the regular and diagonal
-matrix in
:

Here, are
-matrices with
In
,
locally a real symmetric covariant tensor could be introduced which decomposes in the coordinate system
into parts
. Likewise connections and special unitary connections were defined.
In the end, a system generalizing the weak field equations of UFT resulted. For the physicist, and the more
so for the historian of physics, the paper is a maze of mathematical structures. The author’s statement that
“a new field can be introduced the physical signification of which is not examined here but which could
perhaps have something to do with the hypothesis of an inertial effect of the spin”, remains unfounded
([97], p. 105).